| 06-00479 | 12/17/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): David James Smith
Respondent(s): Richard Rubin
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Thomas R. Maimone, Frank Nussbaum, Joel F. Martineau
Hearing Site: Boca Raton, FL
| | |
| 06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
|  | $0 |
| 07-02046 | 12/11/2007 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Michael Pinckes
Respondent Lawyers(s): Michael J. Pinckes
Arbitrator(s): Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | |
| 06-04130 | 12/06/2007 | Claimant(s): Estate of Harriet H. Dublon
Claimant Lawyers(s): Jack Scarola
Respondent(s): Ronnie Flint
Respondent Lawyers(s): Ronnie W. Flint - K70204/1106u
Arbitrator(s): Seth L. Finkel, Richard Anthony Jannuzzi, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | $0 |
| 06-02323 | 12/04/2007 | Claimant(s): Milton and Blanche Wasserburger
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kent B. Frazer
Arbitrator(s): David W. Newman, Syma S. Kasdin, Eugene J. Koalkin
Hearing Site: Boca Raton, FL
| | $97,424 |
| 04-04358 | 12/03/2007 | Claimant(s): Ameena Ali
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Robert Henderson, William Stenlund, Acument Securities.
Respondent Lawyers(s): Marc S. Dobin, Robert Henderson
Arbitrator(s): Melanie S. Cherdack, Jennifer Gwyn Klein, Charles Hoffman
Hearing Site: Boca Raton, FL
| | |
| 06-04414 | 11/21/2007 | Claimant(s): Rosalind Drabin, Henry and Rosalind Drabin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): April M. Chung
Arbitrator(s): Melvin Jarolem, Raymond W. Snow, Mauricio Arcadier
Hearing Site: Boca Raton, FL
| | $571,495 |
| 05-01724 | 11/15/2007 | Claimant(s): Eduardo Kawas, Salvador Porte, Geradons, S.L.
Claimant Lawyers(s): Dale Ledbetter, Jan Douglas Atlas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Michael J. Lawson
Arbitrator(s): Norman L. Weiss, Lawrence Goldberg, Sandro L. Ramos
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04367 | 11/13/2007 | Claimant(s): Charlotte Bluestein, Edward Bluestein, CHARED
Claimant Lawyers(s): Edward Bluestein
Respondent(s): Terra Nova Trading, L.L.C.
Respondent Lawyers(s): Christian T. Kemnitz
Arbitrator(s): Bruce N. Sankin, Gerald Silverman, Tamra H. Sheffman
Hearing Site: Boca Raton, FL
| | $0 |
| 06-05234 | 11/01/2007 | Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): Gregg Zadrozny
Respondent Lawyers(s): Gregg Thomas Zadrozny
Arbitrator(s): Sheldon I. Saitlin, David T. Adonailo, William James Russell
Hearing Site: Boca Raton, FL
| | |
