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FINRA Awards for Thomas R. Maimone

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0047912/17/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): David James Smith
Respondent(s): Richard Rubin
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Thomas R. Maimone, Frank Nussbaum, Joel F. Martineau
Hearing Site: Boca Raton, FL

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