| 15-00294 | 09/30/2016 | Claimant(s): Alba Pfeffer
Claimant Lawyers(s): Alba T. Pfeffer
Respondent(s): Andre Mirkine, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Peter A. Goldman, Leona Beane, Tracey Scott Bernstein
Hearing Site: New York, NY
|  | $0 |
| 16-00683 | 08/09/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Jeffrey Cappello
Respondent Lawyers(s): Jeffrey Mark Cappello
Arbitrator(s): Jack A. Helms
Hearing Site: Raleigh, NC
| | |
| 15-01842 | 08/02/2016 | Claimant(s): Andrew Wilkinson
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Kenneth Hoffner, Dana Tait Sandlin
Hearing Site: Charlotte, NC
| | $98,750 |
| 14-03446 | 06/03/2016 | Claimant(s): Marie Cabral
Claimant Lawyers(s): Marie Cabral
Respondent(s): Wells Fargo Advisors, James Connors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert Titus, Stephen Z. Frank, Jeffrey S. Troderman
Hearing Site: Montpelier, VT
| | Expungement |
| 14-02849 | 05/31/2016 | Claimant(s): The John A. Caw Estate
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $66,225 |
| 14-02749 | 05/06/2016 | Claimant(s): Global Medical Trans LLC. PSP
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Peter A. Goldman, Sanford S. Stevens, Robert Bartels
Hearing Site: New York, NY
| | $0 |
| 15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie
Hearing Site: Columbia, SC
| | Expungement |
| 14-01407 | 02/01/2016 | Claimant(s): Paula Hian
Claimant Lawyers(s): David P. Heim
Respondent(s): Wells Fargo Advisors, Manuel Aponte
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Alan J. Blocher, Stephen J. Scherf, Laura Marini Davis
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-01497 | 09/08/2015 | Claimant(s): Thomas Strouse
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Linda M. Granata, Elena G. Rodriguez, Martin M. Van Luven
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 15-00588 | 08/12/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Brian Peters
Respondent Lawyers(s): Brian David Peters
Arbitrator(s): Donald B. Vaden
Hearing Site: Charlotte, NC
| | |
