Potomac Analytics' Logo

FINRA Awards for Daniel J. Pagnano

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0228012/26/2017Claimant(s): Alfonso Barrera, Ana Barrera, Laura Barrera, Marisa Barrera, Veronica Barrera, West Houston 2 Defined Benefit Plan, West Houston Plastic Surgery Defined
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Daniel Kersten, Edith Schoenberger, Eugene Schoenberger, UBS Financial Services Inc., Stephanie Kersten
Respondent Lawyers(s): Alise J. Henry, Lars K. Soreide
Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Robert Sullivan Tyler
Hearing Site: Houston, TX
Checkmark IconExpungement
16-0242905/12/2017Claimant(s): Kristopher Whitney
Claimant Lawyers(s): Kristopher C. Whitney
Respondent(s): NYLife Securities LLC, Carolyn Wagner, Edward Martinez, Jaime Garcia, Nancy Hunt
Respondent Lawyers(s): Carolyn Maureen Wagner, Edward O. Martinez, Jaime Eduardo Garcia, Mike G. Brown, Nancy L. Hunt
Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Curtis Jay Meador
Hearing Site: Houston, TX
Expungement
16-0207505/09/2017Claimant(s): William Leven
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
15-0325201/18/2017Claimant(s): Brian Arnold
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Joseph Schaffer
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
Checkmark Icon$300
15-0208512/14/2016Claimant(s): David Covington
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Raymond C. Kerr, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
Checkmark IconExpungement
14-0268810/25/2016Claimant(s): Ana Galva Rodriguez, Josefa Rodriguez, Paula Rodriguez Rodriguez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera, W. Preston Martin
Arbitrator(s): Daniel J. Pagnano
Hearing Site: San Juan, PR
Checkmark IconExpungement
14-0336502/08/2016Claimant(s): Dennis & Ninfa Fettin
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Daniel J. Pagnano, Stephen T. Johnson, Susan Meek
Hearing Site: Houston, TX
Checkmark IconExpungement
14-0086809/04/2015Claimant(s): Janelle Lopez Walker
Claimant Lawyers(s): David Liebrader
Respondent(s): Wells Fargo Advisors, Darwin Wisener
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
Checkmark IconExpungement
13-0196403/04/2015Claimant(s): Brian Matherne
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Daniel J. Pagnano, David Walton Earle, Brian P. Jakes
Hearing Site: New Orleans, LA
Checkmark IconExpungement
12-0015207/26/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Jason K. Roberts
Respondent(s): Danford Meischen
Respondent Lawyers(s): J.B. Trey Henderson
Arbitrator(s): Daniel J. Pagnano, Nichole C. Ake, Clark Willis Richards
Hearing Site: Houston, TX

46 Results

Display: