| 18-00817 | 03/06/2019 | Claimant(s): Eric Candelori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Marni E. Byrum
Hearing Site: Washington, DC
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| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-02605 | 03/01/2019 | Claimant(s): Steven Burch
Claimant Lawyers(s): Steven Carlon Burch
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Dean J. Dietrich
Hearing Site: Portland, OR
|  | Expungement |
| 18-02451 | 02/05/2019 | Claimant(s): Richard Potashner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Herbert Liberman
Hearing Site: Salt Lake City, UT
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| 18-02410 | 01/25/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 18-02621 | 01/23/2019 | Claimant(s): Salvadore Miletello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara L. Edin
Hearing Site: New Orleans, LA
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| 18-01481 | 01/18/2019 | Claimant(s): David Sheppard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | |
| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 18-00463 | 01/11/2019 | Claimant(s): Kent Pearce
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Louis P. Wagman
Hearing Site: Baltimore, MD
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| 18-00845 | 01/11/2019 | Claimant(s): Heather Evans
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
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