10-00603 | 11/29/2011 | Claimant(s): Jane Usher, Samuel Usher, Jackson A. Usher Custodial, Samuel T. Usher Custodial, Jane Ellison Usher Trust of Oct 20, 2000 Claimant Lawyers(s): Mark T. Drooks Respondent(s): Bambi Holzer, Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee, H Thomas Fehn Arbitrator(s): Kirtley M. Thiesmeyer, Holly Banafsheh, Anna Marie Turco Hearing Site: Los Angeles, CA
| | $1,405,390 |
10-05023 | 09/19/2011 | Claimant(s): Darrell Huston Claimant Lawyers(s): William F. Davis Respondent(s): Valentino Scott, Centaurus Financial. Respondent Lawyers(s): Dave Lenny Arbitrator(s): Barbara M. Zak, John Alen DeRosa, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $42,477 |
10-03480 | 07/15/2011 | Claimant(s): Nick Shahrestany, Milan Investments Claimant Lawyers(s): Kevin Gerry Respondent(s): Brian Murphy, Morgan Stanley Respondent Lawyers(s): Jonathan D. Robbins Arbitrator(s): Robert A. Lombardi, Kirtley M. Thiesmeyer, David Nielsen Hearing Site: Los Angeles, CA
| | $0 |
09-04007 | 01/03/2011 | Claimant(s): Curtis Hill Claimant Lawyers(s): Peter Brown Dolan Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): David Commins Arbitrator(s): Jon A. Bostrom, Jeffrey L. Malek, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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09-05598 | 04/09/2010 | Claimant(s): Michele Morris Claimant Lawyers(s): Michele Morris Respondent(s): Sharone Hakman Respondent Lawyers(s): Vanessa M. Hoffman Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $213 |
07-00469 | 03/15/2010 | Claimant(s): Robert Rose Claimant Lawyers(s): Philip D. Dapeer Respondent(s): John Barnes, Sanah Chung Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert Bruce MacDonald, Kirtley M. Thiesmeyer, Kendall C. Reed Hearing Site: Los Angeles, CA
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07-03630 | 01/07/2010 | Claimant(s): Ronald Ostlund Claimant Lawyers(s): Timothy A. Canning Respondent(s): Joseph Sorbara, Linda Chudnoff, Peter Orthos, Steven Markowitz, Joseph Stevens & Company. Respondent Lawyers(s): Joseph Sorbara, Linda E. Chudnoff, Peter C. Orthos, Steven A. Markowitz Arbitrator(s): Martin Mandel, John Alen DeRosa, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $220,000 |
08-00454 | 07/16/2009 | Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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07-02274 | 03/20/2008 | Claimant(s): James Valentine Claimant Lawyers(s): Sylvia M. Scott Respondent(s): James Lundy, Jeffrey Jones, Karen Brandenburg, Matthew Boutte, Peter Carr, Sharon Boutte, The Kenneth Lynn Boutte Family Trust Respondent Lawyers(s): D. Elizabeth Wills, James L. Lundy, Jeffrey F. Jones, Karen A. Brandenburg, Peter J. Carr Arbitrator(s): Richard J. Stall, Kirtley M. Thiesmeyer, Russell T. Doe Hearing Site: Los Angeles, CA
| | Expungement |