| 12-00260 | 08/08/2013 | Claimant(s): James Nangle
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): SG Americas Securities, Societe Generale
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Jay Siegel, David Finnegan, Peter McClellan Wright
Hearing Site: New York, NY
| | |
| 12-01684 | 03/15/2013 | Claimant(s): Frank Manfredi, Joseph Manfredi
Claimant Lawyers(s): Joseph Manfredi
Respondent(s): Peter Quartararo, Franklin Christopher Investment Bankers, Merrimac Corporate Securities.
Respondent Lawyers(s): Franklin I. Ogele, Peter Raymond Quartararo, RL Barrett
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
|  | $0 |
| 11-02705 | 03/01/2013 | Claimant(s): Gregory Morris
Claimant Lawyers(s): Robert Kraus
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Martin Jay Siegel, Nancy S. Gerber, Barry Steven Port
Hearing Site: New York, NY
| | |
| 10-01486 | 08/14/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan Reyes
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 12-01624 | 05/16/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Timothy Feil
Respondent(s): Steven Jennings
Respondent Lawyers(s): Steven Andrew Jennings
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 11-02581 | 02/24/2012 | Claimant(s): Ignazio Baiamonte, Ignazio Baiamonte IRA, Baiamonte Family 2008 Irrevocable Trust
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Edward Scro, James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): Edward Francis Scro, James C. Gaul, James Carl Gaul, Jeffrey Rachlin
Arbitrator(s): Martin Jay Siegel, Joseph A. Forgione, Gary W. Sherbell
Hearing Site: New York, NY
| | $901,750 |
| 09-06450 | 05/02/2011 | Claimant(s): Joseph Lobaito
Claimant Lawyers(s): Joseph Alfred Lobaito
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi L. Swartz
Arbitrator(s): Martin Jay Siegel, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 10-00038 | 09/07/2010 | Claimant(s): Jesup & Lamont Securities Corp
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Aaron Foley
Respondent Lawyers(s): Peter H. Noone
Arbitrator(s): Martin Jay Siegel, Amy Lampert, Nancy E. Watters
Hearing Site: Boston, MA
| | |
| 09-06663 | 05/20/2010 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Andres Tobon
Respondent Lawyers(s): Andres F. Tobon
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | |
| 09-04250 | 03/23/2010 | Claimant(s): Shea Schulman
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Laurence Levy, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | $19,029 |
