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FINRA Awards for J.P. Morgan Securities

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Displaying 201-210 out of 280 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0008406/15/2016Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
15-0105306/14/2016Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jason Meyer, Morgan Stanley, Lori Rabinowitz, Mead Briggs, Michael Pudlak, Michael Reynolds, Steven Christensen
Respondent Lawyers(s): Jonathan C. Thau, Thomas J. Momjian
Arbitrator(s): Kenneth J. Horowitz, Leo J. Karwejna, Sirena Terr
Hearing Site: Newark, NJ
14-0386304/04/2016Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
15-0134104/04/2016Claimant(s): Ashlee Willis
Claimant Lawyers(s): Ashlee Willis
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Corey N. Thrush
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cincinnati, OH
14-0300411/06/2015Claimant(s): Donte McClellon
Claimant Lawyers(s): John A. Bender
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$0
14-0108611/05/2015Claimant(s): Kostantina Bourdev
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Richard L. Rubin, Robert Mallin Hirsch, Roger Gilbert
Hearing Site: San Francisco, CA
13-0315811/05/2015Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$0
14-0114210/23/2015Claimant(s): Eugene Elliott, Shawn Elliott, Genraza LLC, The Elliott Family Trust DTD 9-17-86
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Arthur T. Berggren, Janice A. Salter, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark Icon$1,188,850
14-0078810/13/2015Claimant(s): Barbara Johnson
Claimant Lawyers(s): Barbara Andrea Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
14-0327110/01/2015Claimant(s): Pearl Creath
Claimant Lawyers(s): Pearl Creath
Respondent(s): Evaughn Branham-Ferrero, J.P. Morgan Securities, Keith Parks
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
Checkmark Icon$0

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