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FINRA Awards for J.P. Morgan Securities

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Displaying 111-120 out of 287 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0163811/17/2020Claimant(s): Douglas Bray
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
19-0250211/04/2020Claimant(s): Vanessa Scott
Claimant Lawyers(s): Vanessa S. Scott
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jenny Goltz
Arbitrator(s): Robert J. Scafuri, Nancy R. Papo, Sandra Jo Baumchen
Hearing Site: Detroit, MI
20-0095510/27/2020Claimant(s): Juan Carlos Freile Franco
Claimant Lawyers(s): Coren H. Stern
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Omari L. Mason
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
18-0320410/22/2020Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates.
Respondent Lawyers(s): Jeff Csercsevits
Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist
Hearing Site: Indianapolis, IN
20-0095810/21/2020Claimant(s): Kelly Stewart
Claimant Lawyers(s): Frances Menzer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
20-0076910/07/2020Claimant(s): Jose Miranda
Claimant Lawyers(s): Edward Gonzalez
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kathryn Bartolomucci
Arbitrator(s): Steven J. Glusband, James M. Rhodes, Sofia Balile
Hearing Site: New York, NY
Checkmark IconDismissed
19-0357110/05/2020Claimant(s): Aaron Griswold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
20-0012609/18/2020Claimant(s): Anthony Caravetta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0382208/17/2020Claimant(s): Elyssa Verzosa
Claimant Lawyers(s): Jessica Calloway
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Barbara L. Johnson
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
20-0108508/14/2020Claimant(s): Jennifer Harrenstein
Claimant Lawyers(s): Jennifer S. Harrenstein
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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