FINRA Awards for J.P. Morgan Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 111-120 out of 280 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00126	09/18/2020	Claimant(s): Anthony Caravetta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
19-03822	08/17/2020	Claimant(s): Elyssa Verzosa Claimant Lawyers(s): Jessica Calloway Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Barbara L. Johnson Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA
20-01085	08/14/2020	Claimant(s): Jennifer Harrenstein Claimant Lawyers(s): Jennifer S. Harrenstein Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ		$0
17-00237	08/06/2020	Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Eugene Small Respondent(s): John Uriostegui, Rod Nakamoto Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph Hearing Site: Los Angeles, CA
19-02781	06/04/2020	Claimant(s): Luis-Diego Quiroz Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
18-01716	05/19/2020	Claimant(s): Jill Wood Claimant Lawyers(s): Eliott R. Good Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright Hearing Site: Columbus, OH
19-02765	04/16/2020	Claimant(s): Justin Pearce Claimant Lawyers(s): Joshua Norton Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
19-02995	04/03/2020	Claimant(s): Baruch Azulay Claimant Lawyers(s): David E. Robbins Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
18-03255	03/30/2020	Claimant(s): Valerie Lupin Claimant Lawyers(s): Adrienne R. Hahn Respondent(s): Craig Stevens, J.P. Morgan Securities, Paul San Respondent Lawyers(s): Neal S. Robb Arbitrator(s): G Thomas Fleming, George L. Tindall, Annette Gres Shepherd Hearing Site: Los Angeles, CA		$0
18-03735	03/20/2020	Claimant(s): William Lee Claimant Lawyers(s): Aegis J. Frumento Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen Hearing Site: New York, NY