Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01221 | 06/13/2014 | Claimant(s): Alexander Simanovsky Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA | ||
| 14-00024 | 06/06/2014 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Harry Frisch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Richard N. Kelmans Hearing Site: Philadelphia, PA | ||
| 13-02531 | 06/02/2014 | Claimant(s): Stuart Cahn Claimant Lawyers(s): Marc Cahn Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Rochelle K. Kaplan Hearing Site: Philadelphia, PA |  | Expungement |
| 13-00722 | 05/30/2014 | Claimant(s): James Salvano, Rene Salvano Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Smith Barney LLC Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Rochelle K. Kaplan Hearing Site: Philadelphia, PA | | Expungement |
| 13-01707 | 05/30/2014 | Claimant(s): Susan Frankel Claimant Lawyers(s): Adam M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | | Expungement |
| 12-02752 | 05/21/2014 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jonathan Kramer Respondent(s): John Mazzarella Respondent Lawyers(s): John Fredrick Mazzarella Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA | ||
| 12-04104 | 05/20/2014 | Claimant(s): William Ey Claimant Lawyers(s): Christopher C. Coss Respondent(s): Brian Allen, RBC Wealth Management Respondent Lawyers(s): Brian Joseph Allen, Dennis C. Dice Arbitrator(s): Alan J. Blocher, Kathleen K. Murphy, William J. Hirsch Hearing Site: Philadelphia, PA | | Expungement |
| 12-03242 | 05/06/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Brad Rude Respondent Lawyers(s): Marc Durant Arbitrator(s): Jim Geiger, John Joseph Borzi, Peter Edward Sheridan Hearing Site: Philadelphia, PA | ||
| 13-03024 | 04/28/2014 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jonathan Kramer Respondent(s): Thomas Fletcher Respondent Lawyers(s): Thomas A. Fletcher Arbitrator(s): William J. Hirsch Hearing Site: Philadelphia, PA | ||
| 13-02910 | 04/25/2014 | Claimant(s): Victoria Blevins Claimant Lawyers(s): Victoria L. Blevins Respondent(s): Wells Fargo Advisors, Gerald Kessler Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA | | $2,225 |