Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02163 | 08/19/2014 | Claimant(s): Larry Campbell Claimant Lawyers(s): Thomas J. Zagami Respondent(s): Wells Fargo Advisors, Tricia Tompkins Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |  | $0 |
| 12-03753 | 08/07/2014 | Claimant(s): Celia Shecter Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin Hearing Site: Philadelphia, PA | | Expungement |
| 13-00740 | 07/31/2014 | Claimant(s): Nancy Chard Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TFS Securities. Respondent Lawyers(s): Russell S. Burnside Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | | $0 |
| 13-01004 | 07/11/2014 | Claimant(s): Elias Abboud Claimant Lawyers(s): Brett A. Datto Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Brian J. Ellis Arbitrator(s): Jill Leeds-Rivera, Catherine Stewart, Robert Alan Mayer Hearing Site: Philadelphia, PA | | Expungement |
| 13-03136 | 07/11/2014 | Claimant(s): John Foster, Sandra Foster Claimant Lawyers(s): Kristian P. Kraszewiski Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Stephanie M. Wayco Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA | | $600 |
| 13-02164 | 07/10/2014 | Claimant(s): Aaron Krauss Claimant Lawyers(s): David S. Rich Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 13-03137 | 07/02/2014 | Claimant(s): Ralph Autuore Claimant Lawyers(s): William H. Connolly Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Jeffrey Steinberg Hearing Site: Philadelphia, PA | ||
| 13-03523 | 06/30/2014 | Claimant(s): Vimala Kannan Claimant Lawyers(s): Vimala Kannan Respondent(s): Steven Schmitt Respondent Lawyers(s): Rhonda A. Wilson Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA | | $0 |
| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small Claimant Lawyers(s): Ronald Small Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Joseph A. Matteo Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens Hearing Site: Philadelphia, PA | | $0 |
| 13-03499 | 06/20/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Gerald Coscia Respondent Lawyers(s): Gerald Coscia Arbitrator(s): Michael P. Marryshow Hearing Site: Philadelphia, PA |