| 19-03427 | 07/21/2020 | Claimant(s): Howard Lashner
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): PFS Investments.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 20-00136 | 07/20/2020 | Claimant(s): Christopher Goudey, Michael Squier
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Ginene A. Lewis
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 19-03428 | 06/30/2020 | Claimant(s): Howard Lashner
Claimant Lawyers(s): Colin Thomas Dean
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 19-00902 | 06/19/2020 | Claimant(s): Matthew Goldstein
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John T. DiNapoli
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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| 19-02013 | 06/12/2020 | Claimant(s): Lucy Schneiberg, Yuri Schneiberg
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Wells Fargo Clearing Services, Scott Kaminsky
Respondent Lawyers(s): Gerry Kowalski, Henry F. Reichner
Arbitrator(s): Cornelius C. Clancy, Louis P. Wagman, Harold Yaskin
Hearing Site: Philadelphia, PA
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| 20-00392 | 06/09/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Deependra Logani
Respondent Lawyers(s): Deegendra Kumar Logani
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
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| 19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplan
Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf
Hearing Site: Philadelphia, PA
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| 19-02229 | 04/02/2020 | Claimant(s): Susan Mesaros
Claimant Lawyers(s): Susan B. Mesaros
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
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| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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