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FINRA Awards for Janney Montgomery Scott LLC

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Displaying 41-50 out of 105 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0316906/08/2016Claimant(s): Brianna M. Leddy, Brooke Y. McWilliams, Connor McWilliams, Michael Leddy, Morgan E. McWilliams, Ryan Leddy, Shane W. McWilliams, IRA FBO Karen L. McWilliams, Karen L. and Kirk A. McWilliams
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Patricia Miller, Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward, Patricia S. Miller
Arbitrator(s): Kathleen P. Helbig-Hannan, Christopher Lepore, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$320,490
13-0347805/25/2016Claimant(s): Kimberly Welsh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): B. J. Krintzman, Xiomara Corral, Thomas Matthew Madden
Hearing Site: Boston, MA
15-0244804/20/2016Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Frederick Daniel Kelleher
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
15-0171912/10/2015Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Hofer
Respondent Lawyers(s): David Richard Hofer
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
15-0025211/12/2015Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Randy Bostick
Respondent Lawyers(s): Randy Lee Bostick
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
12-0253308/14/2015Claimant(s): Estate of Malcolm Schvey
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Mitchell S. Friedman, Sanford S. Stevens, Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$427,060
14-0001802/23/2015Claimant(s): Stanley Abel
Claimant Lawyers(s): David M. Sobel
Respondent(s): Henry Scheuer, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): William A. Hohauser, Robert S. Getman, Alice E. Winkler
Hearing Site: New York, NY
Checkmark Icon$0
13-0076402/12/2015Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$547,432
13-0225101/05/2015Claimant(s): Thomas Bradley, Thomas Bradley IRA
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Timothy Ennis, Janney Montgomery Scott LLC
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Elizabeth A. McKinney, Michael P. Marryshow, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0229211/26/2014Claimant(s): Charlotte Lucas, Samuel Lucas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Cindy D. Hinkle
Arbitrator(s): Elton W. Chartrand
Hearing Site: Memphis, TN
Checkmark Icon$46,048

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