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FINRA Awards for Morgan Keegan & Company.

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Displaying 201-210 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0404209/29/2010Claimant(s): Earl Bentz and Janet Bentz
Claimant Lawyers(s): Michael C. Skouteris
Respondent(s): Morgan Keegan & Company., William Wolbrecht
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Paul A. Yates, Henry G. Plaster, Daniel Herbert Margolis
Hearing Site: Nashville, TN
Checkmark Icon$0
08-0482709/20/2010Claimant(s): Laura Starnes, Michael Starnes, Michael Starnes Charitable Remainder TRT
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): William M. Lacy, Thomas Michael Genovese, Elliott Zachary Seff, Robert William Berliner, Dwight Wassong, Austin Martin O'Toole
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0045609/16/2010Claimant(s): Roger Gratwick
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael M. Hachigian
Hearing Site: Birmingham, AL
Checkmark Icon$25,425
09-0575509/13/2010Claimant(s): Michael J. Sorensen and Angela Sorensen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Kenneth M. Jackson
Hearing Site: Memphis, TN
Checkmark Icon$0
09-0159209/09/2010Claimant(s): Alf Co.. Retirement Trusts, Marietta Kneisly Trust, Craig Kneisly,
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Ronald L. Futterman, David H. White, Stephanie Jean Malevich
Hearing Site: Memphis, TN
Checkmark Icon$577,714
10-0071409/01/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Lee Thorpe
Respondent Lawyers(s): Lee J. Thorpe
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
10-0045508/19/2010Claimant(s): Patricia Kaufman
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Raleigh, NC
Checkmark Icon$9,102
09-0007808/16/2010Claimant(s): Marvin E. Bruce, Trustee
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham
Hearing Site: Memphis, TN
Checkmark Icon$100,000
08-0407008/06/2010Claimant(s): East Tennessee Neurology P.C. Profit
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Joshua D. Wallach, Kenneth M. Jackson, Elton W. Chartrand
Hearing Site: Nashville, TN
Checkmark Icon$484,357
09-0497508/03/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Jason Adams
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Andrew G. Fellios, Doris Lindbergh, Lynda L. Baker
Hearing Site: Atlanta, GA

341 Results

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