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FINRA Awards for Jeremy Wooden

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Displaying 11-20 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0174204/03/2023Claimant(s): David Wilson
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
22-0167803/31/2023Claimant(s): Dennis Thurman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gregory G. Gocek
Hearing Site: Omaha, NE
22-0038801/05/2023Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
22-0048309/29/2022Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
21-0291908/01/2022Claimant(s): William Hunt
Claimant Lawyers(s): Zachary Morse
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
21-0192204/18/2022Claimant(s): Dennis Thurman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Donald N. Tolin
Hearing Site: Omaha, NE
20-0318406/03/2021Claimant(s): William Fox
Claimant Lawyers(s): Robert Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
20-0304005/17/2021Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
20-0291205/05/2021Claimant(s): Matthew Hansen
Claimant Lawyers(s): Michael Bessette
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Otis E. Hackett
Hearing Site: San Diego, CA
20-0270404/23/2021Claimant(s): Christopher Risher
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): John F. Burns
Hearing Site: Louisville, KY

36 Results

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