Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01511 | 12/05/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): James Smillie Respondent Lawyers(s): James Edward Smillie Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 11-03874 | 11/22/2013 | Claimant(s): Edward Rurade Claimant Lawyers(s): Richard B. Fosher Respondent(s): HBW Securities LLC Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): John P. Cullem, Gayle B. Carlson, Jeffrey R Fuller Hearing Site: Tampa, FL |  | Expungement |
| 13-01497 | 11/20/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Respondent Lawyers(s): Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 12-02008 | 06/04/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Don Boswell Respondent(s): Michael Brown Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 12-02173 | 01/03/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Douglas Campbell Respondent Lawyers(s): Douglas Walter Campbell Arbitrator(s): John P. Cullem, Linda Fairchild, Margaret R. Hoyt Hearing Site: Orlando, FL | ||
| 12-01849 | 12/19/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Eric M. Chial, Jonathan Berg, Esq. Respondent(s): David Manno Respondent Lawyers(s): David T. Manno Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 11-00618 | 11/28/2012 | Claimant(s): Denise Rotolante Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Benjamin Buchanan, Southwest Securities., Mark Grant, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Gary Irwin, Julie Wilson Portera Arbitrator(s): John P. Cullem, Larry G. Kjosa, Thomas Joseph Atkinson Hearing Site: Orlando, FL | | $49,375 |
| 11-04799 | 09/13/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Roberts Respondent Lawyers(s): William Bryant Roberts Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 11-02768 | 03/29/2012 | Claimant(s): Valerie F. Shipman, IRA Claimant Lawyers(s): William B. Young Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | | $0 |
| 11-03083 | 03/27/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Hester Respondent Lawyers(s): Michael John Hester Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL |