FINRA Awards for American Portfolios Financial Srvs.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03244	05/25/2021	Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY
20-03202	05/24/2021	Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Marvin L. Schuldiner Hearing Site: Jersey City, NJ
20-02899	05/10/2021	Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL
20-03157	04/23/2021	Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
19-02828	01/07/2021	Claimant(s): George Kauffman Claimant Lawyers(s): George W. Kauffman Respondent(s): American Portfolios Financial Srvs., Robert Bartolotta, Torrey Giancursio Respondent Lawyers(s): Gordon S. Dickens, Richard J. Babnick, Torrey Giancursio Arbitrator(s): Barry Goldman, Ronald F Thompson, James Daniel Schultz Hearing Site: Buffalo, NY
20-02097	12/24/2020	Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN
20-01545	10/30/2020	Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
19-03656	07/17/2020	Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert J. Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Josian Antoine Hearing Site: New York, NY