| 12-00302 | 11/19/2012 | Claimant(s): Earl King
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Memphis, TN
|  | $0 |
| 11-00189 | 03/28/2012 | Claimant(s): Steven Nadeau
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Jason Ganton, John Orlando, Emmett A Larkin Company., Melvin Peterson
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Jeffry M. Bauer, Raymond J. Sterling, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $69,000 |
| 10-05120 | 11/17/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Patrick Broderick
Respondent Lawyers(s): Patrick Broderick
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 10-03642 | 11/17/2011 | Claimant(s): Frank Taylor, Taylor Affilliates
Claimant Lawyers(s): Adam J. Brody
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Larry King
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Dana Ray Darnell
Hearing Site: Detroit, MI
| | $2,375,000 |
| 10-02669 | 11/10/2011 | Claimant(s): Steve Stolaruk
Claimant Lawyers(s): Charles M. Penzien
Respondent(s): Kenneth Warnick, Paul Stanley, Equitas America
Respondent Lawyers(s): Brian Hemker, David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Jeffry M. Bauer, Kenneth Rochlen, Peter C. Rageas
Hearing Site: Detroit, MI
| | $200,000 |
| 11-00662 | 09/26/2011 | Claimant(s): Joseph Hamo
Claimant Lawyers(s): Allison Margaret Bentley
Respondent(s): Leona Edwards
Respondent Lawyers(s): Leona Edwards
Arbitrator(s): Jeffry M. Bauer, Stuart Sinai, Raymond Wade Henney
Hearing Site: Detroit, MI
| | $0 |
| 10-03648 | 02/28/2011 | Claimant(s): Deanna M. Maher, Trustee of Deanna M. Ma
Claimant Lawyers(s): Deanna Mary Maher
Respondent(s): Daniel Hackett, Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $255 |
| 10-03011 | 12/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Nadim Mourad
Respondent Lawyers(s): Nadim Marwan Mourad
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 09-05883 | 07/30/2010 | Claimant(s): Kevin Wagner, Martin Wagner, Sandra Wagner
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Maximum Financial Group.
Respondent Lawyers(s): The Company President
Arbitrator(s): Jeffry M. Bauer, Timothy J. Currier, Matthew Scott Brown
Hearing Site: Detroit, MI
| | $245,575 |
| 08-00844 | 12/11/2009 | Claimant(s): David Aquilina
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood
Hearing Site: Detroit, MI
| | |
