Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01304 | 02/11/2022 | Claimant(s): Don Salter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Sally G. Williams Hearing Site: New Orleans, LA | ||
| 21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John D. Stewart Respondent(s): Michael Muratore Respondent Lawyers(s): Michael Joseph Muratore Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY | ||
| 21-01103 | 02/07/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Henry Moore Respondent Lawyers(s): Henry Keith Moore Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | ||
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ |  | Expungement |
| 21-02059 | 01/31/2022 | Claimant(s): Michael Hatch Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-01036 | 01/19/2022 | Claimant(s): Johnny Rodriguez Claimant Lawyers(s): Robert Brian Volynsky Respondent(s): LPL Financial LLC, Dawn West Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Peter A. Goldman, Peter A. Seibel, John Michael Bergin Hearing Site: New York, NY | | Expungement |
| 20-03751 | 01/14/2022 | Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 21-01347 | 12/23/2021 | Claimant(s): Elizabeth Hope Claimant Lawyers(s): Elizabeth Hope Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mimi B. Osiason Hearing Site: Jacksonville, FL | | Expungement |
| 21-01116 | 12/10/2021 | Claimant(s): Andy Schwartz Claimant Lawyers(s): John D. Stewart Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Kathleen Costello Hearing Site: Jersey City, NJ | ||
| 20-04224 | 12/09/2021 | Claimant(s): Daniel Larsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT |