Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03355 | 09/13/2016 | Claimant(s): Wilbert Hamstra Claimant Lawyers(s): Tina M. Bird Respondent(s): National Securities Corporation, Nikolai Acevedo Respondent Lawyers(s): Charles M. O'Rourke, Jay M. Israel Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL |  | $0 |
| 15-01780 | 05/24/2016 | Claimant(s): Marc Kalter Claimant Lawyers(s): Timothy Feil Respondent(s): Gary Thome Respondent Lawyers(s): Hilton Weiner Arbitrator(s): Charles Orlove, Kerry C. Koep, Frank Abramson Hearing Site: Minneapolis, MN | Expungement | |
| 15-01297 | 12/04/2015 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kimberly A. Koves Respondent(s): James Madden Respondent Lawyers(s): Ann Marie Waldron Arbitrator(s): Charles Orlove Hearing Site: Indianapolis, IN | ||
| 14-01298 | 11/05/2015 | Claimant(s): Fredrik Gabriel Claimant Lawyers(s): Edward R. Moor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Michael S. Matek, Lee H. Goodman, Charles Orlove Hearing Site: Chicago, IL | | $0 |
| 14-03177 | 06/11/2015 | Claimant(s): Charles Taliaferro Claimant Lawyers(s): Charles A. Taliaferro Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin Fair Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL | | $0 |
| 14-00251 | 08/14/2014 | Claimant(s): Todd Leigh and Lisa Leigh Claimant Lawyers(s): Todd Leigh Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): John Rock Arbitrator(s): Charles Orlove Hearing Site: Indianapolis, IN | | $0 |
| 11-02403 | 08/04/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Paul Westphal Respondent Lawyers(s): Michael H. Schaalman Arbitrator(s): Evonne A. Hurst, Donald V. Anderson, Charles Orlove Hearing Site: Milwaukee, WI | ||
| 12-00806 | 10/11/2012 | Claimant(s): Ronald Reid Claimant Lawyers(s): Ronald M. Reid Respondent(s): Joseph Gilbert, Morgan Stanley Respondent Lawyers(s): Sheetal Parikh Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL | | $0 |
| 09-05873 | 05/04/2010 | Claimant(s): Michael Dach Claimant Lawyers(s): Michael A. Dach Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Jennifer F. Hinderliter Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL | | $0 |