| 18-01289 | 01/11/2019 | Claimant(s): Joseph Menice
Claimant Lawyers(s): Keith A. Macdonald
Respondent(s): James Moniz
Respondent Lawyers(s): Peter F. Flynn
Arbitrator(s): Richard J. Grahn, Barry J. Rubenstein, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
|  | $0 |
| 18-01800 | 01/02/2019 | Claimant(s): John Corbett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 16-03065 | 10/10/2018 | Claimant(s): Brian Chilton
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): J. William Cook
Arbitrator(s): Richard J. Grahn, Howard N. Gorney, Jeffrey Neil Fink
Hearing Site: Boston, MA
| | |
| 17-01539 | 12/11/2017 | Claimant(s): Pamela Nottingham
Claimant Lawyers(s): Barry Y. Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Byrnum
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 17-00982 | 10/30/2017 | Claimant(s): Harvey Boshart, James Fagan
Claimant Lawyers(s): Eugene Small
Respondent(s): Frederick Kobrick
Respondent Lawyers(s): Frederick Kobrick
Arbitrator(s): Richard J. Grahn, Frederick J. Myers, Arthur Thomas Carr
Hearing Site: Boston, MA
| | Expungement |
| 16-02895 | 07/03/2017 | Claimant(s): Thomas Bryant
Claimant Lawyers(s): David Glod
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): Richard J. Grahn, Jeffrey P. Petrucelly, George Weston Mann
Hearing Site: Boston, MA
| | |
| 15-00096 | 03/28/2017 | Claimant(s): Paul Garber
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Adam Lynn, Zachary Bader
Respondent Lawyers(s): Adam Lynn, Zachary T. Bader
Arbitrator(s): Richard J. Grahn, Robert S. Hark, John Edward Sylvester
Hearing Site: Augusta, ME
| | $76,267 |
| 15-03027 | 03/21/2017 | Claimant(s): Joseph Conlan
Claimant Lawyers(s): David Summer
Respondent(s): Louisa Quarto, Stephen Rokoszewski, William Dwyer
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 15-01328 | 11/11/2016 | Claimant(s): Ginger August, Mary August, Susan August-Brown, KC August Irrevocable Trust, Mary G. August Irrevocable Trust
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): David Chambers, Ameriprise Financial Services., Luke Reinhard
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Richard J. Grahn, Karimu F. Hill-Harvey
Hearing Site: Augusta, ME
| | Expungement |
| 12-01517 | 08/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jennifer R. O'Shea
Respondent(s): James Konaxis
Respondent Lawyers(s): James John Konaxis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
