| 17-03006 | 09/25/2018 | Claimant(s): Robert Binkele
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Barry Rubin
Respondent Lawyers(s): Barry Rubin
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
|  | Expungement |
| 18-00730 | 08/10/2018 | Claimant(s): Linda Tucker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $29,551 |
| 15-00086 | 01/02/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Terry E. Sanchez
Respondent(s): Michael Novick
Respondent Lawyers(s): Michael Jay Novick
Arbitrator(s): Richard Marc Weinroth, Constance Ellen Boukidis, Mary M. O'Neil
Hearing Site: Las Vegas, NV
| | |
| 16-02928 | 05/18/2017 | Claimant(s): John Lindsey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | |
| 15-02449 | 12/28/2016 | Claimant(s): Thomas Murphy
Claimant Lawyers(s): Donald Potter
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Edward Banian, Constance Ellen Boukidis, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | |
| 15-02655 | 10/24/2016 | Claimant(s): Western Wall & Ceiling Contractors Assoc
Claimant Lawyers(s): Burton Mark Senkfor
Respondent(s): Ronald Lee, Lee Capital Management, RJL Partners L.P.
Respondent Lawyers(s): Ronald J. Lee
Arbitrator(s): Richard J. Stall, Constance Ellen Boukidis, Owen Frances
Hearing Site: Los Angeles, CA
| | $200,425 |
| 15-01676 | 09/12/2016 | Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Lawyers(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | $262,354 |
| 13-02313 | 02/11/2016 | Claimant(s): Brown Family Trust
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jennifer I. Machlin
Arbitrator(s): Elliott Zachary Seff, Constance Ellen Boukidis, David W. Dresnick
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $351,400 |
| 14-01025 | 12/15/2014 | Claimant(s): Grant Gochin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Elliott Zachary Seff, Constance Ellen Boukidis, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | |
