| 17-00102 | 12/15/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services, Li-lin Hsu
Respondent Lawyers(s): Chad Weaver, Li-lin Hsu
Arbitrator(s): Lois J. Cox, Milton N. Gross, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-03345 | 11/13/2020 | Claimant(s): Scott Krelle
Claimant Lawyers(s): Scott Krelle
Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang
Hearing Site: Los Angeles, CA
| | Dismissed |
| 16-00688 | 03/26/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ghalib Kanji
Respondent Lawyers(s): Joseph M. Lovretovich
Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner
Hearing Site: Los Angeles, CA
| | |
| 18-03813 | 11/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Richard Frank
Respondent Lawyers(s): Richard Kevin Frank
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 19-00840 | 11/14/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Ruben Cavada
Respondent Lawyers(s): Ruben Cavada
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 19-01356 | 10/23/2019 | Claimant(s): Hans Brost, Cabo FTL Systems, LC
Claimant Lawyers(s): Hans Brost
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00212 | 08/09/2019 | Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Ksenia Pasochnik
Respondent Lawyers(s): Ksenia Pasochnik
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02452 | 05/07/2019 | Claimant(s): Denise Goldner, as Co-TTEE of Goldner TR, Jay Goldner, as Co-TTEE of Goldner Trust
Claimant Lawyers(s): Mark S. Novak
Respondent(s): Brian Danelian, Jamal Thompson, TD Ameritrade.
Respondent Lawyers(s): Richard A. D'Amura, Simeon M. Schopf
Arbitrator(s): Kendall C. Reed, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 17-03334 | 02/13/2019 | Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Julie E. Ravis
Respondent(s): Derek Zupancic
Respondent Lawyers(s): Derek Zupancic
Arbitrator(s): Thomas E. Shuck, Kendall C. Reed, Frank Centofanti
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00970 | 11/13/2018 | Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
