| 09-04680 | 04/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA
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| 09-06378 | 04/19/2010 | Claimant(s): Gina and Antonio Strazzullo
Claimant Lawyers(s): Gina Strazzullo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Saex
Hearing Site: Ft. Lauderdale, FL
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| 09-04871 | 04/14/2010 | Claimant(s): Deming Fu, Rongli Gui
Claimant Lawyers(s): Rongli Gui
Respondent(s): Wells Fargo Advisors, James Hietpas
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Sheldon I. Saitlin
Hearing Site: Milwaukee, WI
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| 09-03003 | 04/09/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Williams, Wells Fargo Advisors
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King
Hearing Site: Richmond, VA
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| 10-01047 | 03/30/2010 | Claimant(s): BB&T Investment Services.
Claimant Lawyers(s): T.Jonathan Adams
Respondent(s): Wells Fargo Advisors, Gray Daus
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Robert S. Zuckerman, Robert A. Ames, Celeste A. Beron
Hearing Site: Charlotte, NC
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| 09-05067 | 03/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Joseph Tiriolo
Respondent Lawyers(s): Joseph Patrick Tiriolo
Arbitrator(s): Francis J. Pavetti
Hearing Site: Hartford, CT
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| 07-03166 | 02/01/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brody Weichbrodt
Respondent(s): Donald Minton, Martin Smith, Raymond, James & Associates., Stephen Merrick, Theodore Sturges
Respondent Lawyers(s): Caitlin M. Piccarello, John F. Stoviak
Arbitrator(s): Sharon R. Merriman, Terresa L. Beaman, Christine M. Arnold
Hearing Site: Indianapolis, IN
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