| 11-03907 | 04/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Luis Restrepo
Respondent Lawyers(s): Luis Fernando Restrepo
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
| | |
| 10-05662 | 03/30/2012 | Claimant(s): Linda Stark
Claimant Lawyers(s): Linda A. Stark
Respondent(s): Charles Sleezer, Wachovia Securities Financial Network, Wells Fargo Advisors, Louis Siracusano, Robert Siracusano
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Howard Breindel, Dolores D. Balsamo, Paul Bennett Marrow
Hearing Site: New York, NY
|  | $0 |
| 11-01047 | 03/29/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): William Flowers
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Richard E. Miley
Hearing Site: Raleigh, NC
| | |
| 11-02768 | 03/29/2012 | Claimant(s): Valerie F. Shipman, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | $0 |
| 11-00198 | 03/28/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): John Labarca
Respondent Lawyers(s): John J. Labarca
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 11-03686 | 03/22/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Carter Inglis
Respondent Lawyers(s): Carter Alexander Inglis
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 10-02436 | 03/19/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Christopher Dickman
Respondent Lawyers(s): Christopher J. Dickman
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
| | |
| 10-01102 | 03/16/2012 | Claimant(s): Maureen B. Joyce
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brady J. Hermann
Arbitrator(s): Amy Lampert, Irene Scharf, B. John Dill
Hearing Site: Boston, MA
| | $37,646 |
| 10-03530 | 03/09/2012 | Claimant(s): Denise Springer
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington
Hearing Site: Tampa, FL
| | |
| 10-05215 | 03/05/2012 | Claimant(s): Frances Hannan, Frances A. Hanna Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors, Patrick Zych
Respondent Lawyers(s): Travis R Chapin
Arbitrator(s): Diana A. Weiner
Hearing Site: Tampa, FL
| | $62,515 |
