Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00469 | 10/29/2013 | Claimant(s): Rocco Frattaroli Claimant Lawyers(s): Rocco Frattaroli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Walter J. Huntley Hearing Site: San Francisco, CA |  | $3,289 |
| 12-04172 | 10/25/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Francis Gerham Respondent Lawyers(s): Donald Neidhardt Arbitrator(s): Frank C. Fogl Hearing Site: Buffalo, NY | ||
| 12-01576 | 10/23/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Steven Perillo Respondent Lawyers(s): Steven Perillo Arbitrator(s): Bernard M. Levine Hearing Site: Newark, NJ | ||
| 13-00128 | 10/22/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Tim Grubb Respondent(s): David Lee Respondent Lawyers(s): David Robert Lee Arbitrator(s): Harvey C. Flodin Hearing Site: San Diego, CA | ||
| 12-03080 | 10/21/2013 | Claimant(s): Anna Guyer Claimant Lawyers(s): Ryan T. Dunn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Jonathan Holman Hathaway Hearing Site: San Francisco, CA | ||
| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): Joseph Krauszer Respondent Lawyers(s): Michael D. Kennedy Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 12-01784 | 10/14/2013 | Claimant(s): William and Ellen Byrns Trust dd 2/25/92 Claimant Lawyers(s): William C. Byrns Respondent(s): Barbara Allen Kelsay, Wells Fargo Advisors, Sean Fansler Respondent Lawyers(s): Barbara Allen-Kelsay, Judy Louie Arbitrator(s): Herbert Liberman Hearing Site: Honolulu, HI | | Expungement |
| 12-00605 | 10/11/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Ramin Hashemi Respondent Lawyers(s): Ramin Hashemi Arbitrator(s): Robert E. Thompson Hearing Site: San Francisco, CA | ||
| 12-02336 | 10/08/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Melissa L. Zujkowski Respondent(s): Brent Markley Respondent Lawyers(s): John M. Gonzales Arbitrator(s): Peter L. Pointer, W. Sean Kelleher, Carol M. Stoner Hearing Site: Columbus, OH | ||
| 12-01997 | 10/07/2013 | Claimant(s): Matthew Plymell Claimant Lawyers(s): Mary E. Hodges Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gardiner B. Davis Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen Hearing Site: St. Louis, MO |