| 12-01386 | 07/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Joseph Buchanan
Respondent Lawyers(s): Joseph Buchanan
Arbitrator(s): Mark S. Priver, David W. Dresnick, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | |
| 10-01433 | 04/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kenneth Meyers
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mark S. Priver
Hearing Site: San Francisco, CA
| | |
| 10-05484 | 11/28/2012 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brittney Seeliger
Respondent Lawyers(s): Brittney Rae Seeliger
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 10-05437 | 01/03/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I . Sugarman
Respondent(s): Joseph Cacia
Respondent Lawyers(s): Joseph Richard Cacia
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 11-00170 | 09/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Anna Clark
Respondent Lawyers(s): Anna Maria Clark
Arbitrator(s): Mark S. Priver
Hearing Site: Phoenix, AZ
| | |
| 03-02421 | 01/04/2011 | Claimant(s): Oppenheimer & Co.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George M. Garvey
Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden
Hearing Site: Los Angeles, CA
| | |
| 10-01667 | 12/16/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
| | |
| 08-00840 | 04/09/2009 | Claimant(s): Susan Harris
Claimant Lawyers(s): Susan C. Harris
Respondent(s): Stanley Reynolds, American Financial Associates
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Mark S. Priver, James T. Capretz, Michael M. Perrigue
Hearing Site: Los Angeles, CA
|  | $61,331 |
| 07-03054 | 03/20/2009 | Claimant(s): Alan Beverly, Angela Soll, Audrey Schaefer, Carole Renfro, Clayton Beck, Darcie Fulkerson, Debbie Beverly, Gail Stoneburg, Jeff Bourne, John Brezden, Jonathan Fulkerson, Kathy Beck, Kevin Howard, Linda Gaffney, Maria Brezden, Mark Baker, Mark Gruidl, Mark Soll, Michael Schaefer, Rena Stathacopoulos, et al
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Jeffrey Forrest, Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert J. Ruben, Mark S. Priver, Kenneth Miller
Hearing Site: Los Angeles, CA
| | $8,858,600 |
| 07-03084 | 04/17/2008 | Claimant(s): Lee Tower
Claimant Lawyers(s): Lee W Tower
Respondent(s): Aldo Lozano, Wachovia Securities, David Altshuler, Mark Panfil
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $213 |
