Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01862 | 01/31/2019 | Claimant(s): Kai Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | $0 | |
| 18-02254 | 01/31/2019 | Claimant(s): Richard Babjak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | $0 | |
| 18-02836 | 01/31/2019 | Claimant(s): Guarionex Berrido Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL | $0 | |
| 18-00069 | 01/30/2019 | Claimant(s): Bart Kaplow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Strategies Limited Respondent Lawyers(s): Bart S. Kaplow Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | $0 | |
| 18-01186 | 01/30/2019 | Claimant(s): Donald Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | $0 | |
| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | $0 | |
| 18-02274 | 01/30/2019 | Claimant(s): Andrew Zimmerman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | $0 | |
| 18-02027 | 01/29/2019 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Louie Castoria Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | $0 | |
| 18-00766 | 01/28/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | $0 | |
| 18-01331 | 01/28/2019 | Claimant(s): Roger Deal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | $0 |