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FINRA Awards for Fifth Third Securities.

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Displaying 31-39 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0331205/26/2011Claimant(s): Gary Kennedy
Claimant Lawyers(s): Thomas H Kennedy
Respondent(s): Fifth Third Securities., Joseph Reedy, Tanika Edmonds
Respondent Lawyers(s): Robert M. Zimmerman, Tanika Chere Edmonds
Arbitrator(s): Jane D. Lollis
Hearing Site: Indianapolis, IN
Checkmark Icon$0
10-0024511/09/2010Claimant(s): James Quigg
Claimant Lawyers(s): James Quigg
Respondent(s): Fifth Third Securities., M. Games, Ryan Anderson
Respondent Lawyers(s): Elisabeth M. Von Eitzen, Ryan Anderson
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
Checkmark Icon$142
09-0296610/13/2010Claimant(s): Karen Smaza, Paul Smaza
Claimant Lawyers(s): Jan E. Slotnick
Respondent(s): Fifth Third Bank, Fifth Third Securities.
Respondent Lawyers(s): Elisabeth M. Von Eltzen
Arbitrator(s): Edward M. Olson, Martin I. Reisig, JoAnn Marino
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0212503/04/2010Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$36,500
08-0266910/30/2009Claimant(s): Florence Campbell Butts
Claimant Lawyers(s): Meredith A. Cunningham
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Jeffrey P. Hinebaugh
Arbitrator(s): Frederick H. Bruce, Dale A. Kaliszeski, B. David Jarashow
Hearing Site: New Orleans, LA
Checkmark Icon$68,500
09-0070008/03/2009Claimant(s): Michael Castle
Claimant Lawyers(s): Michael E. Castle
Respondent(s): Charles Huff, Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Jason C. Blackford
Hearing Site: Columbus, OH
Checkmark Icon$0
07-0228009/10/2008Claimant(s): Charles Kromer
Claimant Lawyers(s): Megan Clark
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Charles D. Underwood, Debora A. Caley, Christy K. Radigan
Hearing Site: Cincinnati, OH
07-0234004/04/2008Claimant(s): Michael Teall
Claimant Lawyers(s): Robert W. Mysliwiec
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Marc B. Horin, Robert L. Agusto, Gordon B. Shneider
Hearing Site: Chicago, IL
07-0039708/17/2007Claimant(s): Gerry Kessler
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Mark R. Lee, John N. Reidy, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$0

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