18-00989 | 04/15/2019 | Claimant(s): Richard Allison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA
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18-00122 | 04/10/2019 | Claimant(s): Paula Tyler, Trustee Tyler Family Trust Claimant Lawyers(s): Joseph S. Schuchert Respondent(s): National Securities Corporation, Folio Investments. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary M. O'Neil, Earl Robert Jordan, Bonnie Chavez Hearing Site: Los Angeles, CA
| | $0 |
18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol Claimant Lawyers(s): Chad Weaver Respondent(s): Sagepoint Financial., National Planning Corporation Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
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18-01738 | 01/14/2019 | Claimant(s): Richard Maxey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Valic Financial Advisors. Respondent Lawyers(s): Chad Weaver, Cora E. MacLean Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA
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18-01318 | 12/28/2018 | Claimant(s): Adam Goldstein Claimant Lawyers(s): Chad Weaver Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
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18-00480 | 12/03/2018 | Claimant(s): Charles Duncan Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA
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18-00160 | 09/21/2018 | Claimant(s): Mary Abbott Claimant Lawyers(s): Melissa Abbott Respondent(s): Casey Broach, National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA
| | $14,000 |
18-00003 | 06/20/2018 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Timothy Ballard Respondent Lawyers(s): Timothy David Ballard Arbitrator(s): George King Hearing Site: San Francisco, CA
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17-02375 | 03/26/2018 | Claimant(s): Brad Stark Claimant Lawyers(s): Chad Weaver Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Kirtley M. Thiesmeyer, Joseph L. Hagan, Kathleen Smith Adams Hearing Site: Los Angeles, CA
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17-00405 | 01/12/2018 | Claimant(s): Daniel Ahmad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation, QA3 Financial Corp. Respondent Lawyers(s): Chad Weaver, Stephen K. Wild Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
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