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FINRA Awards for Jeffrey S. Dunlap

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Displaying 11-20 out of 56 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0093309/30/2021Claimant(s): Vineeta Prasad
Claimant Lawyers(s): Vineeta Prasad
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera
Hearing Site: Los Angeles, CA
20-0196908/18/2021Claimant(s): David Dubin
Claimant Lawyers(s): David Harrison
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
18-0144808/11/2021Claimant(s): Patrick Mullen
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Christopher Robert Madel
Hearing Site: Philadelphia, PA
20-0314906/29/2021Claimant(s): Yulun Wu
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mark W Solock
Hearing Site: Chicago, IL
20-0293506/08/2021Claimant(s): David Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
19-0330305/10/2021Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
20-0156004/22/2021Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
20-0195103/26/2021Claimant(s): Peter Bobolia
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0285603/23/2021Claimant(s): Brian McDowell
Claimant Lawyers(s): Brian Sun Eagleheart McDowell
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski
Hearing Site: Portland, OR
20-0237902/16/2021Claimant(s): Matthew Mason
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX

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