Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02441 | 09/20/2018 | Claimant(s): Deborah Key Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 17-02798 | 06/15/2018 | Claimant(s): David Levine Claimant Lawyers(s): David I. Hantman Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 18-00739 | 05/18/2018 | Claimant(s): Owen McBride Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH | ||
| 18-00740 | 04/27/2018 | Claimant(s): Chad Hartup, William Murphy Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 17-01907 | 04/19/2018 | Claimant(s): Jason Katz Claimant Lawyers(s): Amy Beth Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos Hearing Site: New York, NY | ||
| 17-01952 | 01/16/2018 | Claimant(s): Brian Cain Claimant Lawyers(s): David Buffa Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Brooks White Hearing Site: New York, NY | ||
| 17-02976 | 12/26/2017 | Claimant(s): Michael A. Sabota Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 17-02544 | 11/21/2017 | Claimant(s): Tracy King Claimant Lawyers(s): David Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Michael L. Lyons Hearing Site: Louisville, KY | ||
| 17-01771 | 09/21/2017 | Claimant(s): Farhood Kasiri Claimant Lawyers(s): David Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 17-01602 | 09/19/2017 | Claimant(s): Leonard Kichler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH |