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FINRA Awards for Niels P. Murphy

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Displaying 21-30 out of 41 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0192608/13/2014Claimant(s): Joshua S. and Ronald E. Greenberg
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Scottrade Inc., Scottrade Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jeffrey M. Bain, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0021108/13/2014Claimant(s): Dwayne Lusk and Susan Lusk
Claimant Lawyers(s): Dwayne G. Lusk
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Chandler R Bridges
Hearing Site: Columbia, SC
Checkmark Icon$75
13-0349706/30/2014Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
Checkmark Icon$163
13-0306505/16/2014Claimant(s): Mary Jacobs
Claimant Lawyers(s): Mary Lou Jacobs
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$213
13-0325505/15/2014Claimant(s): Kirk Dravidzius
Claimant Lawyers(s): Kirk Dravidzius
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
Checkmark Icon$300
13-0282704/09/2014Claimant(s): Bruce Jagolinzer
Claimant Lawyers(s): Bruce Martin Jagolinzer
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Samuel H. Chorches
Hearing Site: Augusta, ME
Checkmark Icon$25
13-0276104/04/2014Claimant(s): Marc Ballard
Claimant Lawyers(s): Marc P. Ballard
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
Checkmark Icon$213
13-0264103/19/2014Claimant(s): Junho Baik
Claimant Lawyers(s): Junho Baik
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): John D. Crawford
Hearing Site: Chicago, IL
Checkmark Icon$38
12-0106502/26/2013Claimant(s): Paul Kroell
Claimant Lawyers(s): Paul Gerrit Kroell
Respondent(s): Bill Gregg, Jamie Meronoff, Scottrade Inc., Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, Niels P. Murphy
Arbitrator(s): Harvey C. Flodin, David G Sear, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconExpungement
12-0003502/14/2013Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Niels P. Murphy
Respondent(s): Farid Mohamed
Respondent Lawyers(s): John P. Connolly
Arbitrator(s): Richard J. Grahn, Suzanne Lee Johnson, John Francis Markuns
Hearing Site: Boston, MA
Checkmark Icon$0

41 Results

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