Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02401 | 07/07/2014 | Claimant(s): Mary Hourigan, Robert Hourigan, Hourigan Revocable Trust of Feb 2007 Claimant Lawyers(s): Joshua B. Kons Respondent(s): Robert Ference Respondent Lawyers(s): Robert J. Ference Arbitrator(s): Ian S. Greig Hearing Site: Orlando, FL |  | $0 |
| 13-03214 | 05/14/2014 | Claimant(s): Dorothy Askew Claimant Lawyers(s): Joshua B. Kons Respondent(s): Steven Boblis Respondent Lawyers(s): Steven Mark Boblis Arbitrator(s): Walter J. Huntley Hearing Site: San Francisco, CA | | $40,300 |
| 13-02402 | 03/05/2014 | Claimant(s): Douglas Mesimer Claimant Lawyers(s): Joshua B. Kons Respondent(s): Carroll Carson, Summit Brokerage Services. Respondent Lawyers(s): Michael J. Lang Arbitrator(s): Harold G. Koger Hearing Site: Columbia, SC | | $20,300 |
| 13-00015 | 09/10/2013 | Claimant(s): Carl Haas, Nancy Haas Claimant Lawyers(s): Joshua B. Kons Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE | | $2,830 |
| 12-03717 | 07/22/2013 | Claimant(s): Linda Gilliam Claimant Lawyers(s): Joshua B. Kons Respondent(s): Charles Mason, Sagepoint Financial. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Paul R. Meyer Hearing Site: Portland, OR | | Expungement |
| 12-02953 | 06/04/2013 | Claimant(s): Harley Collins Claimant Lawyers(s): Joshua B. Kons Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Richard W. Dissen Hearing Site: Cleveland, OH | | Dismissed by Rule 12206 |
| 10-05551 | 09/01/2011 | Claimant(s): Eugene Travis Claimant Lawyers(s): Joshua B. Kons Respondent(s): Brewer Financial Services Respondent Lawyers(s): Mark Lishchynsky Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL |