| 11-04310 | 05/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Thomas Moore
Respondent Lawyers(s): Thomas Chapley Moore
Arbitrator(s): Stephen P. Hoffman, Charles Sydnor Thompson, David M. Finkel
Hearing Site: Charlotte, NC
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| 12-03585 | 05/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): David Anderson
Respondent Lawyers(s): David Steven Anderson
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
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| 11-02921 | 04/01/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Nicole Eppley
Respondent Lawyers(s): Nicole S. Eppley
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
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| 12-03775 | 04/01/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Gehrin Ortiz
Respondent Lawyers(s): Gehrin Michael Ortiz
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
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| 12-03327 | 03/26/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Kris Larson
Respondent Lawyers(s): Kris Kendrick Larson
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
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| 11-03789 | 02/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Matthew Francis
Respondent Lawyers(s): Matthew Hamel Francis
Arbitrator(s): Guenter S. Cohn, Duane Ted Wolfe, Joseph Patrick Kett
Hearing Site: San Diego, CA
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| 12-03457 | 02/11/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Gary Ladrido
Respondent Lawyers(s): Gary Aquino Ladrido
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan
Hearing Site: Newark, NJ
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