| 12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith
Claimant Lawyers(s): B. David Jarashow
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ronald L. Cheney
Hearing Site: Manchester, NH
|  | $0 |
| 13-00523 | 03/03/2014 | Claimant(s): Donald Landry
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Nickolas F. Monteforte, John J. Mager, Andrew Peter Maneval
Hearing Site: Manchester, NH
| | $124,904 |
| 12-01070 | 11/26/2013 | Claimant(s): Gregory Vallee
Claimant Lawyers(s): Jesse S. Angeley
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Christine R. Fitzgerald
Arbitrator(s): Ronald L. Cheney, Mary C. Kelleher, Edward Joseph Boudreau
Hearing Site: Manchester, NH
| | |
| 13-01175 | 10/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C Fischer
Respondent(s): Richard Sexton
Respondent Lawyers(s): Richard Carl Sexton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | |
| 13-00844 | 10/04/2013 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jeffrey Wesson
Respondent Lawyers(s): Jeffrey Wesson
Arbitrator(s): Shari B. Broder
Hearing Site: Manchester, NH
| | |
| 13-00527 | 08/26/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Loren Ackerman
Respondent Lawyers(s): Loren John Ackerman
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
| | |
| 11-00603 | 04/02/2013 | Claimant(s): Chase Bailey
Claimant Lawyers(s): Michael R. Perry
Respondent(s): Karl Hahn
Respondent Lawyers(s): Karl Edward Hahn
Arbitrator(s): June Y. Kilmarx, Andrew Peter Maneval, John Francis Markuns
Hearing Site: Manchester, NH
| | $10,555,000 |
| 12-01376 | 03/25/2013 | Claimant(s): Barbara J. Hopkins, Earl S. Hopkins, Gerald R. Capozzoli
Claimant Lawyers(s): Christopher T. Meier
Respondent(s): Charles Harding, Pacific West Securities.
Respondent Lawyers(s): Chance A. E. Hodges, Charles Everett Harding
Arbitrator(s): Stephen Z. Frank, Alun Hywel Jones, Frederick J. Myers
Hearing Site: Manchester, NH
| | $308,720 |
| 11-02737 | 11/27/2012 | Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC
Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico
Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger
Hearing Site: Manchester, NH
| | $1,813,200 |
| 12-01536 | 11/16/2012 | Claimant(s): Robert Baum
Claimant Lawyers(s): Howard Meyers
Respondent(s): Ian Green, IDayTrade Inc d/b/a Brokerageselect
Respondent Lawyers(s): Ian Joseph Green, Ian Jospeh Green
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | $0 |
