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FINRA Awards for Charles Harding

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0137603/25/2013Claimant(s): Barbara J. Hopkins, Earl S. Hopkins, Gerald R. Capozzoli
Claimant Lawyers(s): Christopher T. Meier
Respondent(s): Charles Harding, Pacific West Securities.
Respondent Lawyers(s): Chance A. E. Hodges, Charles Everett Harding
Arbitrator(s): Stephen Z. Frank, Alun Hywel Jones, Frederick J. Myers
Hearing Site: Manchester, NH
Checkmark Icon$308,720

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