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FINRA Awards for Stephen D Kursman

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Displaying 11-20 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0354512/12/2016Claimant(s): Bruce Dixon, Eric Bergmann, Marla Dixon
Claimant Lawyers(s): David H. Jarvis
Respondent(s): Jerome Rydell, Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Wayne Pirmann
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Carl E. Ver Beek
Hearing Site: Detroit, MI
Checkmark IconExpungement
15-0262510/21/2016Claimant(s): A. Kochis
Claimant Lawyers(s): A. Raymond Kochis
Respondent(s): USAA Financial Advisors., USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Stephen D Kursman, Richard Mark Gasperini, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
15-0251309/29/2016Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Terry Sawchuk
Respondent Lawyers(s): Charles J. Gerlach
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
12-0434606/25/2014Claimant(s): Allan Studenberg, P.C.
Claimant Lawyers(s): John A Hubbard
Respondent(s): Brett Gasper, UBS Financial Services Inc., Steve Gasper
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Stephen D Kursman, Linda M. Foster-Wells, Edward William Rich
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0301311/11/2013Claimant(s): Auto City Clark., Auto City Service, Fowlerville Exit Shell Service.
Claimant Lawyers(s): Tom Caldwell
Respondent(s): David Maksymetz, J.P. Morgan Securities, John Bueno, Nicole Moten
Respondent Lawyers(s): Adam D. Grant
Arbitrator(s): Stuart Sinai, Patrick R. Sughroue, Stephen D Kursman
Hearing Site: Detroit, MI
Checkmark Icon$1,972,300
12-0235509/27/2013Claimant(s): Chantel Hopping, Tom Hopping
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Morgan Stanley, Richard Bowling
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): James L. Karpen, George E. White, Stephen D Kursman
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0242409/18/2013Claimant(s): The Police and Fire Retirment System
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Glenn Murray, Citigroup Global Markets., John Giampetroni, Morgan Stanley, GSC CDO, L.L.C., GSC PARTNERS CDO INVESTORS II, L.P., GSC PARTNERS CDO INVESTORS, GSCP (NJ) L.P., Morgan Stanley Dean Witter
Respondent Lawyers(s): Daniel A. Ross, Gregory B. Simon, Rawn Howard Reinhard, Stefan R. Dandelles
Arbitrator(s): Richard C. Vanden Brul, Stephen D Kursman, Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0066412/03/2012Claimant(s): Zelda Gechter
Claimant Lawyers(s): Zelda Gechter
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Ress
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Steven R. Briggs, James L. Karpen, Stephen D Kursman
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0089802/15/2012Claimant(s): Marilyn Szymkiw-Schreiber, Michael Schreiber, The Schreiber Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Paul Richardson, JHS Capital Advisors.
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Robert A. Vogler, Stephen D Kursman, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$45,001
10-0414510/17/2011Claimant(s): James Fraser, Nancy Fraser
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dean Smith, Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle
Hearing Site: Detroit, MI
Checkmark Icon$52,500

23 Results

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