Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01845 | 11/16/2023 | Claimant(s): Xudong Cheng Claimant Lawyers(s): Paul W. Thomas Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Hannah B. Shanks-Parkin Arbitrator(s): Kenneth E. Owen, Mark Alan Sevigny, Caryl Elyse Winter Hearing Site: Los Angeles, CA |  | $0 |
| 23-01826 | 11/15/2023 | Claimant(s): Michael West Claimant Lawyers(s): Michael West Respondent(s): Charles Schwab & Co.., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Greg Scanlon, Randi P. Spallina Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | | $300 |
| 23-01402 | 11/06/2023 | Claimant(s): Loreen Gilbert Claimant Lawyers(s): Bryce M Cullinane Respondent(s): LPL Financial LLC Respondent Lawyers(s): Michael West Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 23-00561 | 11/02/2023 | Claimant(s): Jack Brkich Claimant Lawyers(s): Jessica E. Levine Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Adam Michael Porter Hearing Site: Los Angeles, CA | ||
| 22-01350 | 11/02/2023 | Claimant(s): Elite Pet Grooming Inc., Tadazzleme Claimant Lawyers(s): Timika Snorton Respondent(s): Brex Treasury LLC Respondent Lawyers(s): Edrei G. Swanson Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Maggie Soleimani Hearing Site: Los Angeles, CA | | $0 |
| 23-00732 | 10/30/2023 | Claimant(s): David Dietrich Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 22-01360 | 10/30/2023 | Claimant(s): Ronald Inlow Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Eric Ludovico, Mark Stewart, Michael Barrows Respondent Lawyers(s): Justin Chretien, Nicholas J. Yocca Arbitrator(s): Stephen Howard Marcus, Jason Moriarty, Lawrence Wayne Sarokin Hearing Site: Los Angeles, CA | | $1,046,420 |
| 22-02837 | 10/27/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Ilana Zelener Respondent(s): Toan Tran Respondent Lawyers(s): Toan Tran Arbitrator(s): Andrew W. Levin Hearing Site: Los Angeles, CA | | $0 |
| 23-01276 | 10/26/2023 | Claimant(s): Robert Coyne Claimant Lawyers(s): Robert Coyne Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | | $0 |
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |