| 10-02356 | 12/29/2010 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Daniel Catone
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
| | |
| 09-05896 | 12/29/2010 | Claimant(s): Peter Williams
Claimant Lawyers(s): Cyrus Tabari
Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz
Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane
Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok
Hearing Site: San Francisco, CA
|  | $47,796 |
| 09-06881 | 12/29/2010 | Claimant(s): Shizuko Matsumoto
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): George Sakamoto, Kenneth Burkett, Capital Financial Services.
Respondent Lawyers(s): Christine Dusbabek, Edward F. Donohue
Arbitrator(s): Carl B. Noelke
Hearing Site: San Francisco, CA
| | $0 |
| 10-03221 | 12/28/2010 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Donald Wilson
Respondent Lawyers(s): Donald Alan Wilson
Arbitrator(s): Michael M. Hachigian
Hearing Site: San Francisco, CA
| | |
| 08-04257 | 12/27/2010 | Claimant(s): Lawrence Orlick, Orlick-Donovan Family Trust
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | Expungement |
| 09-02584 | 12/14/2010 | Claimant(s): Kay Family Revocable Trust dd 2/7/90
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Stone & Youngberg LLC
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Barbara M. Anscher, Michael Lancaster Garcia, Robert M. Greber
Hearing Site: San Francisco, CA
| | $750,000 |
| 09-05158 | 12/14/2010 | Claimant(s): Lynda Adee
Claimant Lawyers(s): Elizabeth A. O'Brien
Respondent(s): Wells Fargo Advisors, Thorolf Teigen
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $53,000 |
| 09-01072 | 12/02/2010 | Claimant(s): John Zarich
Claimant Lawyers(s): James Collins
Respondent(s): Merriman Curhan Ford & Co.
Respondent Lawyers(s): Michael Quinn
Arbitrator(s): Robert G. Miller, Harry B. Endsley, Amy Seltzer
Hearing Site: San Francisco, CA
| | $29,500 |
| 09-03077 | 11/29/2010 | Claimant(s): Patricia Chapman, Patricia Tynan Chapman Trust UAD 9/26/90
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Peter H. Daly, Jonathan Holman Hathaway, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | $1,500,000 |
| 09-00387 | 11/24/2010 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Trevor Templar
Respondent Lawyers(s): Trevor Rodrigues Templar
Arbitrator(s): Dean J. Dietrich, Stanford G. Hirata, Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
