Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-00669 | 07/24/2020 | Claimant(s): Suihock Goy Claimant Lawyers(s): Christopher Seps Respondent(s): Ni Advisors Respondent Lawyers(s): Xianzhong Zhu Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA | ||
| 20-00750 | 07/20/2020 | Claimant(s): Derek Tumulak Claimant Lawyers(s): Derek Tumulak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA |  | $0 |
| 19-03476 | 07/08/2020 | Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03688 | 07/06/2020 | Claimant(s): Brian Carey Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-00738 | 07/06/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Riza Hernandez Respondent Lawyers(s): Riza Khalil Hernandez Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 19-02595 | 07/02/2020 | Claimant(s): John Baughman Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 18-02829 | 06/24/2020 | Claimant(s): Amber Auto, Ltd., Standard Group Resources, Ltd Claimant Lawyers(s): Brian J. McSweeney Respondent(s): Daniel Speirs, Wells Fargo Clearing Services Respondent Lawyers(s): Geoffrey Beckham Arbitrator(s): Lawrence R. Mills Hearing Site: San Francisco, CA | | $0 |
| 19-03617 | 06/12/2020 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03263 | 06/04/2020 | Claimant(s): Andrew Howard Claimant Lawyers(s): Erica Harris Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA |