Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02007 | 06/04/2021 | Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-02677 | 05/21/2021 | Claimant(s): Seth Henrie Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-02680 | 04/29/2021 | Claimant(s): Max Sanel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-01278 | 03/05/2021 | Claimant(s): Nora Castro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 20-00119 | 10/30/2020 | Claimant(s): Terance Power Claimant Lawyers(s): Benjamin Winograd Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-00629 | 07/28/2020 | Claimant(s): Bancwest Investment Services. Claimant Lawyers(s): Stephen Young Respondent(s): Damante Ballard Respondent Lawyers(s): Damante Ballard Arbitrator(s): Erik R. Siering, Avery B. Goodman, Daniel Clay McGuire Hearing Site: Las Vegas, NV |  | $0 |
| 19-03478 | 07/27/2020 | Claimant(s): Paul Rutkowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 19-03369 | 06/12/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Todd Kleinfeld Respondent Lawyers(s): Todd Jeffery Kleinfeld Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 18-03818 | 10/22/2019 | Claimant(s): Shawn Gruver Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |