| 08-02352 | 08/18/2009 | Claimant(s): Val and Lorreen Pearson JTWROS
Claimant Lawyers(s): B. Lance Entrekin
Respondent(s): Nicholas Lawson, Robert Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Michael K. Freedman
Arbitrator(s): J. Noland Franz, Howard R. Gaines, Paul C. Bookidis
Hearing Site: Phoenix, AZ
|  | $0 |
| 08-01524 | 07/31/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas G. Stack
Respondent(s): Jeffrey Boettcher
Respondent Lawyers(s): Mark Chester
Arbitrator(s): Katherine M. Harmeyer, Douglas E. McArthur, Allan D. Breyer
Hearing Site: Phoenix, AZ
| | |
| 08-00659 | 06/08/2009 | Claimant(s): Joan Francis
Claimant Lawyers(s): Michael W. Sillyman
Respondent(s): Lisa Reed, Neuberger Berm
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jerry H. Friedland, Richard E. Anderson, Merton E. Marks
Hearing Site: Phoenix, AZ
| | $0 |
| 99-04694 | 06/04/2009 | Claimant(s): Suryakant & Sushila Patel
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Barbara Ralston, Charles Lazzaro, Drew Chalmers, First Wall Street Corp.
Respondent Lawyers(s): Christopher P. Mader, Cynthia M. Schleindl
Arbitrator(s): Steven Gourley, Luis R. Ruiz, Sheldon Stanford Ellis, Joseph Winter
Hearing Site: Phoenix, AZ
| | Expungement |
| 08-00455 | 06/01/2009 | Claimant(s): David L. Woods and Twila R. Woods, Ttees
Claimant Lawyers(s): K. Layne Morrill
Respondent(s): Raymond Johnson, WFG Investments.
Respondent Lawyers(s): Bradley J. Stevens, Paul J. Roshka
Arbitrator(s): Philip B. Whitaker, Richard L. Merkel, Jeffrey Charles Young
Hearing Site: Phoenix, AZ
| | $2,950,000 |
| 08-01694 | 05/22/2009 | Claimant(s): Gregory Glenn
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Amy Melner, UBS Financial Services Inc., Lisa Cregan
Respondent Lawyers(s): Tracy A. Miller
Arbitrator(s): Daniel J. Lind, Eugene R. Nielson, Edwin J. Buckley
Hearing Site: Phoenix, AZ
| | |
| 06-04460 | 05/05/2009 | Claimant(s): The Burdette P. Mast Trust, The Geraldine K. Mast Trust
Claimant Lawyers(s): William S. Bonnheim
Respondent(s): Eric Solis
Respondent Lawyers(s): Eric A. Solis
Arbitrator(s): Pamela M. Katzenberg, Jerome K. Altshuler, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
| | $75,000 |
| 08-02895 | 04/30/2009 | Claimant(s): Mark Moran
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): George N. Roy, Thomas P. Delnoce, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | |
| 08-00186 | 04/02/2009 | Claimant(s): Ronald Locke, Saundra Locke
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Alex Borukhov, Scott Shapiro
Respondent Lawyers(s): Alex Borukhov, Scott A. Shapiro
Arbitrator(s): Cary L. Weissman, S. Jeffrey Minker, Albert Sterman
Hearing Site: Phoenix, AZ
| | $152,000 |
| 08-01181 | 03/26/2009 | Claimant(s): Naomi Britton
Claimant Lawyers(s): Burton M. Bentley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Gary L. Freeman, Marc Kalish, Amy L. Lieberman
Hearing Site: Phoenix, AZ
| | |
