| 12-02770 | 07/09/2014 | Claimant(s): Charles Davis
Claimant Lawyers(s): Dan M. Durrant
Respondent(s): Peter Savarino, McDonald Partners LLC
Respondent Lawyers(s): Nathan Kunz, Robert J. Hanna
Arbitrator(s): Katherine M. Harmeyer, Charles W. Herf, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
|  | Expungement |
| 13-02440 | 07/08/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Britt Lachemann
Respondent Lawyers(s): Britt Michael Lachemann
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
| 12-03078 | 07/01/2014 | Claimant(s): John S. Walker IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-01095 | 06/16/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas Staley
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
| | |
| 13-02138 | 06/10/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Matthew Beninato
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 10-00980 | 04/25/2014 | Claimant(s): David Birrell, Gregory Schulte
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot
Hearing Site: Phoenix, AZ
| | |
| 13-02482 | 04/08/2014 | Claimant(s): Damany Henry
Claimant Lawyers(s): Timothy Feil
Respondent(s): Gene Meieran
Respondent Lawyers(s): Gene Meieran
Arbitrator(s): Marc Kalish, Jay H. Feldstein, Karen D. Hanson
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-00759 | 04/04/2014 | Claimant(s): Edward Dulin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley
Hearing Site: Phoenix, AZ
| | |
| 13-01756 | 03/28/2014 | Claimant(s): Doretta Oaklief WFBNA Custodian Trad IRA
Claimant Lawyers(s): Doretta Lynn Oaklief
Respondent(s): Wells Fargo Advisors, Maria Brady
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | $61,725 |
| 13-00319 | 03/13/2014 | Claimant(s): Douglas Singer
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Richard D. Fincher, Loren Scott Buell, Ronald Arthur Kloth
Hearing Site: Phoenix, AZ
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