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FINRA Awards for John S. Walker IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0307807/01/2014Claimant(s): John S. Walker IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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