08-00320 | 08/15/2008 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward B. Magarian Respondent(s): Johan Leffler Respondent Lawyers(s): Johan W. Leffler Arbitrator(s): Jack B. Golden Hearing Site: Hartford, CT
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07-03305 | 08/08/2008 | Claimant(s): Gary Stibel Claimant Lawyers(s): Patrick R. Smith Respondent(s): Citadel Derivatives Group LLC Respondent Lawyers(s): Michael S. Weisman Arbitrator(s): Ernest Fanwick Hearing Site: Hartford, CT
| | $0 |
07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy Claimant Lawyers(s): Frederick A. Lovejoy Respondent(s): E*Trade Securities LLC, Stephen Tachiera Respondent Lawyers(s): John Bersin Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico Hearing Site: Hartford, CT
| | $0 |
07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann Claimant Lawyers(s): John J. Washburn Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches Hearing Site: Hartford, CT
| | $43,136 |
07-01928 | 04/14/2008 | Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor Claimant Lawyers(s): Christopher J. Gray Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela Turiano Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan Hearing Site: Hartford, CT
| | $0 |
07-03187 | 04/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): John Gorman Respondent Lawyers(s): John Gorman Arbitrator(s): Thomas J. Donoghue Hearing Site: Hartford, CT
| | $0 |
05-04806 | 02/13/2008 | Claimant(s): Richard Maclennan Claimant Lawyers(s): Jeffrey M. Sklarz Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn Hearing Site: Hartford, CT
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07-00183 | 02/13/2008 | Claimant(s): Richard Maclennan Claimant Lawyers(s): Jeffrey R Hellman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jessica S. Boar Arbitrator(s): Hearing Site: Hartford, CT
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07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly Claimant Lawyers(s): Theodore M. Davis Respondent(s): Victoria Tomaro, TFS Securities. Respondent Lawyers(s): Russell Burnside Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter Hearing Site: Hartford, CT
| | $0 |
07-01475 | 12/12/2007 | Claimant(s): Nina Marcuccio Claimant Lawyers(s): Ted A. Marcuccio Respondent(s): Delta Equity Services Corporation Respondent Lawyers(s): Scott P. Aubrey Arbitrator(s): Richard Slavin Hearing Site: Hartford, CT
| | $2,175 |