| 07-03305 | 08/08/2008 | Claimant(s): Gary Stibel
Claimant Lawyers(s): Patrick R. Smith
Respondent(s): Citadel Derivatives Group LLC
Respondent Lawyers(s): Michael S. Weisman
Arbitrator(s): Ernest Fanwick
Hearing Site: Hartford, CT
|  | $0 |
| 07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
| 07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann
Claimant Lawyers(s): John J. Washburn
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches
Hearing Site: Hartford, CT
| | $43,136 |
| 07-01928 | 04/14/2008 | Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan
Hearing Site: Hartford, CT
| | $0 |
| 07-03187 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Gorman
Respondent Lawyers(s): John Gorman
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Hartford, CT
| | $0 |
| 05-04806 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey M. Sklarz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn
Hearing Site: Hartford, CT
| | |
| 07-00183 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT
| | |
| 07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
| | $0 |
| 07-01475 | 12/12/2007 | Claimant(s): Nina Marcuccio
Claimant Lawyers(s): Ted A. Marcuccio
Respondent(s): Delta Equity Services Corporation
Respondent Lawyers(s): Scott P. Aubrey
Arbitrator(s): Richard Slavin
Hearing Site: Hartford, CT
| | $2,175 |
| 06-05212 | 11/30/2007 | Claimant(s): Michael Sapack
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): John M. Kennedy, Houston Putnam Lowry, David A. Dee
Hearing Site: Hartford, CT
| | Stipulated Award |
