| 18-00852 | 06/17/2019 | Claimant(s): Victoria Kuo
Claimant Lawyers(s): Eileen M. Kendall
Respondent(s): Curtis Ostling, Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Rosa Linda Guadarrama, Lori A. Coleman, George Herman Frisch
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-01859 | 05/01/2019 | Claimant(s): Medhat Yacoub
Claimant Lawyers(s): Gary Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00581 | 03/27/2018 | Claimant(s): Mihail Naumovski
Claimant Lawyers(s): Marc D. Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 17-00018 | 02/23/2018 | Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren S. Veracruz
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett
Hearing Site: Los Angeles, CA
| | |
| 16-02710 | 01/19/2018 | Claimant(s): Marcus Nagel, Matthew Nagel
Claimant Lawyers(s): Marcus Nagel
Respondent(s): David Warren, Citigroup Global Markets., UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam M. Kauff, Andrew W. Sidman, Denver G. Edwards
Arbitrator(s): Steven Gourley, Howard A. Emirhanian, George Herman Frisch
Hearing Site: Los Angeles, CA
| | Dismissed by Rule (12200/12201) |
| 13-03601 | 06/08/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 12-02244 | 06/03/2014 | Claimant(s): Joseph Ellison
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard M. Norman, Robert Edward Koondel, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
