Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03696 | 09/20/2021 | Claimant(s): Jay Fagan, Sandra Fagan Claimant Lawyers(s): Richard D. De Vita Respondent(s): Morgan Stanley Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer Hearing Site: New York, NY |  | Expungement |
| 20-02654 | 08/06/2021 | Claimant(s): Margaret Rivera Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-02034 | 07/02/2021 | Claimant(s): Shomir Mukherjee Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Erik R. Siering, Constance Ellen Boukidis, Brant Jackson Griffin Hearing Site: Los Angeles, CA | ||
| 20-02342 | 06/28/2021 | Claimant(s): Harold Elish Claimant Lawyers(s): Amy Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY | ||
| 20-02131 | 05/19/2021 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 20-01506 | 03/17/2021 | Claimant(s): Timothy Nolan Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 20-01822 | 03/12/2021 | Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Constance Ellen Boukidis Hearing Site: San Diego, CA | ||
| 20-02266 | 02/23/2021 | Claimant(s): Michael Marshall Claimant Lawyers(s): James P. Galvin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | ||
| 20-01157 | 02/22/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michele Renee Zinn Hearing Site: Detroit, MI |