| 16-00979 | 05/12/2017 | Claimant(s): William Conklin, William Conklin IRA, William Conklin TOD Account
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Robert F. Saint-Aubin, W. Alex King, Kenneth M. Weinman
Hearing Site: Los Angeles, CA
|  | $0 |
| 13-03624 | 11/16/2015 | Claimant(s): Freddy Holcomb
Claimant Lawyers(s): R. Leslie Waycaster, Jr
Respondent(s): LPL Financial LLC, Michael Fortner
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
| | $37,329 |
| 15-01081 | 11/10/2015 | Claimant(s): Marilyn Green, Melissa Green
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
| | $52,387 |
| 14-02053 | 04/06/2015 | Claimant(s): Tamara Collins
Claimant Lawyers(s): Tamara J. Collins
Respondent(s): LPL Financial LLC, Scott Wilson
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | $6,631 |
| 14-00286 | 03/03/2015 | Claimant(s): Jon Arnold
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar
Hearing Site: Cleveland, OH
| | |
| 13-00888 | 06/20/2014 | Claimant(s): Trainor Trucking.
Claimant Lawyers(s): David Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | $0 |
| 13-01653 | 03/13/2014 | Claimant(s): Gregory Grinberg
Claimant Lawyers(s): Christine Lazaro
Respondent(s): LPL Financial LLC, Louis Wolfson
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Daniel J. McCarthy
Hearing Site: New York, NY
| | $0 |
| 13-00349 | 02/28/2014 | Claimant(s): Robert and Noel Dickson
Claimant Lawyers(s): James S. Helfrich
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): James Patrick Beck
Hearing Site: Denver, CO
| | $300 |
| 11-03097 | 05/14/2013 | Claimant(s): Garret Wyckoff IRA, Garret Wyckoff and Judy Wyckoff JTTen
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Ilyse Roberta Levison, Morton S. Bunis, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 09-04708 | 02/04/2010 | Claimant(s): Robert Dunn
Claimant Lawyers(s): Robert E. Dunn
Respondent(s): LPL Financial LLC, Stephen Lomsdalen
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | $163 |
