| 20-00127 | 08/27/2020 | Claimant(s): Melissa Kumalaputra
Claimant Lawyers(s): Frances Menzer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 15-03120 | 11/27/2019 | Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): David Terrell, Sean Pong, U.S. Bancorp Investments.
Respondent Lawyers(s): Christina N. Goodrich
Arbitrator(s): Steven A. Wawra, Robert Dean McKinley, Owen Frances
Hearing Site: Los Angeles, CA
| | |
| 19-00246 | 06/13/2019 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Jacob Williams
Respondent Lawyers(s): Jacob Samuel Williams
Arbitrator(s): George King
Hearing Site: San Francisco, CA
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| 18-02578 | 03/27/2019 | Claimant(s): William Moultrie
Claimant Lawyers(s): William A. Moultrie
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
|  | $0 |
| 17-02269 | 09/10/2018 | Claimant(s): GWYN I Mack Trust u/a dated 7/30/14
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Steven Below, U.S. Bancorp Investments.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Stephen Conrad Fedota
Hearing Site: Chicago, IL
| | $0 |
| 17-01857 | 09/05/2018 | Claimant(s): IRA of Jonathan M. Seltzer, IRA of Susan O. Seltzer, SEP IRA of Jonathan M. Seltzer, Rev Trust of Jonathan M. Seltzer, Rev Trust of Susan O. Seltzer
Claimant Lawyers(s): Jonathan and Susan Seltzer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Shawn Larsen Bright
Arbitrator(s): Ilene T. Gormly, Tina Alison Davis, Rick Gale Doty
Hearing Site: Denver, CO
| | $0 |
| 18-01113 | 07/20/2018 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shawn Fabian
Respondent(s): Roberto Montano
Respondent Lawyers(s): Roberto Montano
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
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| 16-02137 | 05/24/2018 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Ryan Duffy
Respondent(s): Ben Torrez
Respondent Lawyers(s): Ben Dean Torrez
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
| | |
| 17-02075 | 01/24/2018 | Claimant(s): Alan Hunt
Claimant Lawyers(s): Alan Carl Hunt
Respondent(s): Katherine White, U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce Gisi, Katherine A. White
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $0 |
| 16-01228 | 01/06/2017 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Thomas Bennett
Respondent Lawyers(s): Thomas Bradford Bennett
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
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